It's about helping you get where you want to go

Our affiliated clearing services provide you with the flexibility you need to grow your business. Our approach goes beyond the traditional. We provide the tools necessary to succeed in today's markets, whether in compliance, corporate finance expertise or access to our national sales and research distribution network. As our client, you will benefit from the best of both worlds, the freedom of owning your own business and the support of an established firm.


It's about providing your clients exceptional service

We understand the importance of seamless service and brand recognition when communicating with your clients. As a result, we offer a complete package of front-office solutions designed to support your corporate needs as you grow and strengthen relationships with your clients.

It's about building lasting relationships

We believe the foundation of our success lies in the kind of people we employ. At SMS Associates, we have built a culture founded on loyalty and determination to deliver quality service. Our staff has the experience, knowledge and commitment to ensure a smooth transition into Associates, as well as ongoing support.

Our goal is to develop mutually-beneficial, long-term relationships by introducing brokers to share our expertise and passion for the business.